Trade Name: WILLIAM O’NEIL INDIA PRIVATE LIMITED
SEBI Registered Investment Advisers Registration No. INA200005125
BASL Membership ID: BASL1365
CIN of the IA: U74999KA2012FTC066881
Type of Registration: Non-Individual
Validity of Registration: July 12, 2016 – Perpetual
Registered office Address: Akshay Tech Park, Unit No 302, 3rd Floor, Plot 72 & 73, EPIP Area, Hoodi Village, Hobli, Whitefield, Krishnarajapura, EPIP, Bangalore, Karnataka, India, 560066
Contact No: 080674 53800, Email: compliance@williamoneilindia.com
SEBI Regional/Local Office Address – Securities and Exchange Board of India, Southern Regional Office (SRO), 7th Floor, 756-L, Anna Salai, Chennai- 600002.
Principal Officer: Vaqar Javed Khan, Contact No: 080-674 53800,
Email: vaqarjaved.khan@williamoneilindia.com
Compliance Officer: Varun Sai Ram S R, Contact No: 080-67453806,
Email: compliance@williamoneilindia.com
Grievance Officer: Varun Sai Ram S R, Contact No: 080-67453806,
Email: grievance@williamoneilindia.com
“Investment in securities market are subject to market risks. Read all the related documents carefully before investing. Registration granted by SEBI, membership of BASL and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors”.
“Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SEBI (Investment Advisers) Regulations, 2013 for last financial years are as under:
| Sr. No | Financial Year | Compliance Audit Status | Remarks, If any |
|---|---|---|---|
| 1. | FY 2020-21 | Conducted | – |
| 2. | FY 2021-22 | Conducted | The observations have been addressed by the Investment Advisor. |
| 3. | FY 2022-23 | Conducted | The observations have been addressed by the Investment Advisor. |
| 4. | FY 2023-24 | Conducted | The observations have been addressed by the Investment Advisor. |